Eric J. Kjos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Jay Kjos was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1996. Eric had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2012 - January 15, 2014
MULTI-BANK SECURITIES, INC.
January 3, 2007 - October 7, 2008
MUTUAL SERVICE CORPORATION
February 13, 2003 - November 10, 2006
PARK AVENUE SECURITIES LLC
June 26, 1998 - October 4, 2002
NATIONWIDE SECURITIES, LLC
February 21, 1997 - August 19, 1997
GUARDIAN INVESTOR SERVICES LLC
November 26, 1996 - February 3, 1997
ROBERT W. BAIRD & CO. INCORPORATED
November 26, 1996 - February 3, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
