Roger C. Bowden
Professional summary
Roger Craig Bowden, who also goes by Roger Bowden, is a registered financial advisor currently at SUMMIT VIEW CAPITAL ADVISORS located in Highlands Ranch, Colorado.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Roger has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 2, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roger Craig Bowden's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2022 - Present
SUMMIT VIEW CAPITAL ADVISORS
October 24, 2003 - March 31, 2011
MOUNT YALE PORTFOLIO ADVISORS, LLC
October 8, 2003 - January 19, 2015
MOUNT YALE SECURITIES, LLC
October 8, 1999 - April 8, 2015
MOUNT YALE ASSET MANAGEMENT, LLC
January 1, 1999 - October 27, 2003
INVESTMENT CONSULTING GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/24/2022)
Exams
Series 2
Date: 10/17/1990
Non-Member General Securities ExaminationCurrent Firm
SUMMIT VIEW CAPITAL ADVISORS
CRD#: 306552 / SEC#: 801-123266
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
