Roger Craig Bowden
Professional Summary
Roger Craig Bowden, who also goes by Roger Bowden, is a registered financial advisor currently at SUMMIT VIEW CAPITAL ADVISORS located in Highlands Ranch, Colorado. Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Roger has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 2, Series 3 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Roger Bowden
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
36 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SUMMIT VIEW ASSET MANAGEMENT, LLC | SUMMIT VIEW CAPITAL ADVISORS, LLC | SUMMIT VIEW CAPITAL ADVISORS
Contact Information
Main Address
Highlands Ranch, COPhone Number
(720) 507-8131# of Employees
2Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/24/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Oct 1990Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Roger Craig Bowden's CRS (Customer Relationship Summary).
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