Christopher R. Wesner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Wesner was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1991. Christopher had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2014 - December 20, 2016
ONEAMERICA SECURITIES, INC.
July 23, 2014 - October 14, 2014
THE LEADERS GROUP, INC.
January 2, 2013 - July 3, 2014
INTERVEST INTERNATIONAL EQUITIES CORPORATION
August 31, 2010 - December 31, 2012
THE LEADERS GROUP, INC.
April 6, 2006 - March 22, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
November 21, 2005 - March 10, 2006
ASH SECURITIES WHOLESALING, INC.
April 5, 1999 - October 24, 2005
MML DISTRIBUTORS, LLC
January 30, 1998 - September 11, 1998
WINGSPAN INVESTMENT SERVICES
July 15, 1997 - February 12, 1998
COREBRIDGE CAPITAL SERVICES, INC.
May 11, 1996 - July 15, 1997
SUNAMERICA SECURITIES, INC.
October 1, 1993 - March 18, 1996
KEYBANC CAPITAL MARKETS INC.
July 24, 1991 - December 1, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 24, 1991 - December 1, 1993
OSAIC FA, INC.
January 14, 1991 - July 16, 1991
IDS LIFE INSURANCE COMPANY
January 14, 1991 - July 16, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
