Paul M. Giarmoleo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Michael Giarmoleo was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1991. Paul had worked at 11 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2001 - January 3, 2005
S.G. MARTIN SECURITIES LLC
October 18, 2001 - November 19, 2001
NYPPEX, LLC
November 17, 2000 - September 21, 2001
WHITEHORNE & COMPANY, LTD.
May 30, 1995 - November 15, 2000
FIRST MONTAUK SECURITIES CORP.
March 28, 1994 - May 24, 1995
BARRON CHASE SECURITIES, INC.
March 22, 1994 - March 28, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
January 5, 1993 - March 15, 1994
BURNETT, GREY & CO., INC.
August 10, 1992 - December 31, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
March 4, 1992 - August 7, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 7, 1992 - March 4, 1992
ROYCE INVESTMENT GROUP, INC.
January 23, 1991 - February 25, 1991
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/3/2001
Limited Representative-Equity Trader ExamCurrent Firm
S.G. MARTIN SECURITIES LLC
CRD#: 46908 / SEC#: , 8-51583
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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