Barnard S. Walsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barnard Stude Walsh, who also goes by Edward Barnard Walsh, George Barnard Walsh, was a registered financial professional .
Barnard is a previously registered financial professional and started their career in finance in 1996. Barnard had worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2016 - January 7, 2022
OSAGE PACIFIC ADVISORS, INC.
May 9, 2000 - April 18, 2016
FINANCE 500, INC.
November 20, 1996 - May 23, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 20, 1996 - May 23, 2000
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OSAGE PACIFIC ADVISORS, INC.
CRD#: 284257 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 2,557,902 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
