John A. Peterson
Professional summary
John Algot Peterson is a registered financial professional currently at MCM SECURITIES LLC located in Troy, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Algot Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2004 - Present
MCM SECURITIES LLC
Office #1: 300 Jordan Road, Troy, NY 12180State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2017)
(1/28/2019)
(10/21/2019)
(10/4/2021)
(11/13/2017)
(2/14/2005)
(8/23/2017)
(3/18/2019)
Exams
Series 99TO
Date: 1/27/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MCM SECURITIES LLC
CRD#: 41571 / SEC#: , 8-49496
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 1 |
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