Donna M. Peace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Marie Peace, who also goes by Donna Marie Ebel, Donna Marie Genge, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1993. Donna had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2014 - September 1, 2017
ASSETMARK BROKERAGE, LLC
January 1, 2012 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
December 15, 1999 - January 16, 2002
CHARLES SCHWAB & CO., INC.
August 25, 1998 - February 16, 1999
FIDELITY BROKERAGE SERVICES LLC
January 14, 1998 - April 10, 1998
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 16, 1997 - December 15, 1997
INVESCO CAPITAL MARKETS, INC.
November 22, 1993 - December 17, 1996
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
