Arthur L. Dinkin
INDEPENDENT WEALTH NETWORK
Urbandale, IA 50322
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CRD#: 2096185
Professional summary
Arthur Lawrence Dinkin, CFP®, who also goes by Art Dinkin, is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Urbandale, Iowa and EMERSON EQUITY LLC located in Urbandale, Iowa.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Arthur has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Investment Planning
Business Succession Planning
Education Planning
Insurance Planning
Divorce Planning
Retirement Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Art Dinkin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVINCI FINANCIAL LLC dba DV FINANCIAL-INVESTMENT RELATED, 2350 128TH ST, URBANDALE, IA 50323, dba WHICH BROKER/DEALER SECURITIES ARE OFFERED THROUGH EMERSON EQUITY LLC AND FIXED INSURANCE PRODUCTS ARE OFFERED., MEMBER/OWNER, ADMINISTRATIVE DUTIES INCLUDING PAYING BILLS ASSOCIATED WITH dba, 160 HOURS MONTHLY, 160 HOURS MONTHLY DURING SECURITIES TRADING HOURS, 08/2009 2) HIGH SCHOOL SWIMMING OFFICIAL-NOT INVESTMENT RELATED, 2350 128TH URBANDALE IA 50323, HIGH SCHOOL SWIMMING OFFICIAL, OFFICIAL, OFFICIATE HIGH SCHOOL SWIM MEETS, 4 HOURS MONTHleyY, 0 HOURS DURING SECURITIES TRADING HOURS, 10/2023 3) INDEPENDENT WEALTH NETWORK, INC., INVESTMENT RELATED, 2350 12TH STREET, URBANDALE, IA 50323, REGISTERED INVESTMENT ADVISER, INVESTMENT ADVISOR REPRESENTATIVE, CHIEF COMPLIANCE OFFICER, OWNER (NOT 100%), IAR, CCO, CFO, 80 HOURS MONTHLY, 80 HRS MONTHLY DURING SECURITIES TRADING HOURS, 10/2017 4) IOWA SWIMMING INC, NOT INVESTMENT RELATED, 432 46TH STREET., WEST DES MOINES, IA 50265, USA SWIMMING, LOCAL SWIMMING CLUB, ADMINISTRATIVE VICE CHAIRMAN, ON BOARD OF DIRECTORYS, EXECUTIVE COMMITTEE, CHAIRPERSON OF PERSONNEL, SANCTIONING, AND IT COMMITTEES, PARTICIPANT OF THE FINANCE COMMITTEE AND OFFICALS COMMITTEE, 10 HOURS MONTHLY AND 4 HOURS DURING SECURITIES TRADING HOURS, 06/2020 5) MATT KACER, INVESTMENT RELATED, 101 2ND STREET SE, ALTOONA, IA 50009, FIXED P&C INSURANCE, HEALTH INSURANCE, SOLICITER, WHEN A CLIENT IS INTERESTED IN HEALTH INSURANCE OR P&C, I REFER IT TO MATT KACER, 1 HOUR MONTHLY AND 1 HOUR DURING SECURITIES TRADING HOURS, 08/2009 6) POWER OF ATTORNEY-INVESTMENT RELATED, 2350 128TH, URBANDALE, IA 50323, GENERAL POWER OF ATTORNEY FOR FATHER, INCLUDES TRADING AUTHORITY, POWER OF ATTORNEY, MANAGING AFFAIRS FOR FATHER., 3 HOURS DURING THE MONTH, 3 HOURS DURING SECURITIES TRADING HOURS, 04/2008 7) RYZER, LLC- NON-INVESTMENT RELATED - 3108 104TH ST., URBANDALE, IA 50323, SPORTS CAMP MARKETING, INSURANCE OFFICER, 09/16/24 - 1 HOUR A MONTH, 0 HOUR DURING SECURITIES TRADING HOURS, LICENSED INSURANCE AGENT FOR SALES OF CAMP CANCELLATION INSURANCE 8) 3108 PARTNERS, LLC-NOT INVESTMENT RELATED-COMMERCIAL REAL ESTATE-INVESTMENT/OWNER-09/2024-0 HOURS PER MONTH, 0 DURING SECURITIES TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Lawrence Dinkin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
August 29, 2017 - Present
INDEPENDENT WEALTH NETWORK, INC.
Office #1: Dv Financial Services 2763 86th Street, Urbandale, IA 50322RIA
CRD#: 286262
Urbandale, IA
Current
January 4, 2024 - Present
EMERSON EQUITY LLC
Office #1: 2350 128th St, Urbandale, IA 50323RIA
BD
CRD#: 130032
Urbandale, IA
Past
September 5, 2017 - September 29, 2017
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
WINDSOR HEIGHTS, IA
Past
August 24, 2017 - December 31, 2023
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
Urbandale, IA
Past
June 16, 2010 - August 24, 2017
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
URBANDALE, IA
Past
June 16, 2010 - August 24, 2017
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
URBANDALE, IA
Past
May 12, 2006 - June 24, 2010
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
WINDSOR HEIGHTS, IA
Past
February 1, 2006 - June 24, 2010
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
WINDSOR HEIGHTS, IA
Past
November 29, 2000 - February 3, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
January 13, 2000 - November 10, 2000
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
KANSAS CITY, MO
Past
October 1, 1990 - January 13, 2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(5/17/2018)
RR
Arizona(1/24/2024)
IAR
California(1/25/2018)
IAR
Colorado(1/25/2018)
RR
Colorado(1/4/2024)
RR
Connecticut(1/4/2024)
IAR
Florida(3/21/2018)
RR
Florida(1/4/2024)
IAR
Illinois(10/1/2025)
IAR
Indiana(1/25/2018)
IAR
Iowa(8/29/2017)
RR
Iowa(1/4/2024)
IAR
Kansas(1/25/2018)
RR
Kansas(1/4/2024)
IAR
Louisiana(1/4/2019)
IAR
Michigan(1/25/2018)
RR
Michigan(1/4/2024)
IAR
Minnesota(1/25/2018)
RR
Mississippi(4/29/2024)
IAR
Missouri(3/22/2018)
RR
Missouri(5/6/2024)
IAR
Nebraska(1/31/2018)
RR
Nebraska(1/4/2024)
IAR
Nevada(5/24/2018)
IAR
New Mexico(5/16/2018)
IAR
New York(2/8/2021)
RR
New York(1/4/2024)
IAR
North Carolina(1/25/2018)
IAR
Ohio(6/4/2019)
IAR
Oklahoma(1/4/2019)
IAR
Oregon(4/11/2018)
RR
Oregon(7/2/2024)
IAR
Pennsylvania(1/25/2018)
RR
Pennsylvania(1/4/2024)
IAR
Texas(5/15/2018)
RR
Texas(1/4/2024)
IAR
Virginia(1/25/2018)
IAR
Wisconsin(5/15/2018)
RR
Wisconsin(1/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,626 |
| AUM (Assets Under Management) | $ 422,577,169 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT WEALTH NETWORK, INC.
CRD#: 286262Urbandale, IA 50322TRUST BUT VERIFY
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Contact information
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