Stephen E. Evans

SYSTEMATIC ALPHA INVESTMENTS

Princeton, NJ 08540

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CRD#: 2096178

Professional summary

Stephen Edwin Evans is a registered financial advisor currently at SYSTEMATIC ALPHA INVESTMENTS, LLC located in Princeton, New Jersey.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Stephen has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edwin Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2018 - Present

SYSTEMATIC ALPHA INVESTMENTS, LLC

Office #1: 36 Mercer Street, Princeton, NJ 08540

RIA

CRD#: 297693

Princeton, NJ

Past

April 17, 2017 - October 16, 2018

ADVISORY RESEARCH INC

RIA

CRD#: 108254

CHICAGO, IL

Past

April 10, 2006 - March 5, 2008

UST SECURITIES CORP.

CRD#: 13906

STAMFORD, CT

Past

March 3, 2000 - June 22, 2004

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

PRINCETON, NJ

Past

September 7, 1999 - June 21, 2004

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

February 13, 1997 - September 3, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYSTEMATIC ALPHA INVESTMENTS, LLC

CRD#: 297693 / SEC#: 801-113746

RIA

Registered Investment Advisory firm - (7/31/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/12/1997

General Securities Representative Examination

Current Firm

SYSTEMATIC ALPHA INVESTMENTS, LLC

CRD#: 297693 / SEC#: 801-113746

RIA

Registered Investment Advisory firm - (7/31/2018 Approved)

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Contact information

Main Address

36 Mercer Street, Princeton, NJ 08540

Mailing Address

Phone number

(609) 751-7550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAI ADV PART 2A 3 2024 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 2,714,546,926

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Stephen E. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edwin Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORY RESEARCH INC

UST SECURITIES CORP.

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SYSTEMATIC ALPHA INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/1997

Series 63

Date: 4/14/1997

Series 7

Date: 2/12/1997

Current Firm

SYSTEMATIC ALPHA INVESTMENTS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYSTEMATIC ALPHA INVESTMENTS, LLC

TRUST BUT VERIFY

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