David A. Philbin
Professional summary
David Andrew Philbin is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Columbus, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Philbin's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2015 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 23203 Columbus Rd Ste N, Columbus, NJ 08022-1984October 15, 2013 - March 10, 2014
B. RILEY WEALTH MANAGEMENT
September 5, 2012 - April 15, 2013
GLEACHER & COMPANY SECURITIES, INC.
May 8, 2012 - August 14, 2012
ROSENTHAL GLOBAL SECURITIES LLC
August 31, 2010 - May 2, 2012
TRADITION SECURITIES AND DERIVATIVES LLC
April 21, 2009 - August 30, 2010
ROSENTHAL GLOBAL SECURITIES LLC
June 7, 2007 - April 20, 2009
GUGGENHEIM LIQUIDITY SERVICES, LLC
December 3, 2004 - September 19, 2006
SG AMERICAS SECURITIES, LLC
June 9, 1998 - July 30, 2004
COWEN AND COMPANY
December 17, 1996 - June 4, 1998
COMMERZ MARKETS LLC
March 9, 1995 - December 17, 1996
DRESDNER SECURITIES (USA) INC.
September 14, 1990 - March 6, 1995
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2023)
(12/9/2015)
(2/5/2019)
(9/13/2022)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Columbus, NJ 08022-1984TRUST BUT VERIFY
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