John Shine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Shine, who also goes by John Patrick Shine, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 8 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - June 1, 2026
STRATEGIC ADVISERS LLC
September 22, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 6, 2021 - June 1, 2026
FIDELITY BROKERAGE SERVICES LLC
August 30, 2019 - April 16, 2021
FIRST CITIZENS INVESTOR SERVICES, INC.
April 19, 2011 - May 4, 2012
EQUITABLE ADVISORS, LLC
April 14, 2011 - May 4, 2012
EQUITABLE ADVISORS, LLC
December 9, 2002 - April 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
August 5, 2002 - December 6, 2002
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - April 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 14, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
September 21, 1993 - December 22, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 21, 1993 - December 22, 1994
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/6/2021
General Securities Representative ExaminationSeries 6TO
Date: 8/30/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
