Carol Lewis Mackoff
Professional Summary
Carol Lewis Mackoff, who also goes by Carol Ann Lewis, is a registered financial advisor currently at MULTI-BANK SECURITIES, INC. located in Chicago, Illinois. Carol is registered as a RR (Registered Representative) and started their career in finance in 1990. Carol has worked at 7 firms and has passed the Series 63, SIE, Series 50, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carol Lewis Mackoff, Carol Ann Lewis
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MULTI-BANK SECURITIES, INC.
Contact Information
Main Address
1000 Town Center #2300, Southfield, MI 48075Mailing Address
1000 Town Center #2300, Southfield, MI 48075Phone Number
(248) 291-1100Established
Michigan since 08/17/1987Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/5/2016)
(6/27/2023)
(8/9/2016)
(8/10/2016)
(8/4/2016)
(5/19/2020)
(8/6/2016)
(3/13/2020)
(9/1/2023)
(8/28/2019)
(8/12/2016)
(8/8/2016)
(8/9/2016)
(5/21/2019)
(8/5/2016)
(8/11/2016)
(8/5/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Aug 2017About the Series 50 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Carol Lewis Mackoff's CRS (Customer Relationship Summary).
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