John P. Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Silva, who also goes by Paul Silva, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2004 - September 18, 2017
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
May 7, 1997 - June 14, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
January 2, 1997 - May 13, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
April 9, 1992 - May 20, 1996
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
November 7, 1990 - January 31, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
CRD#: 332 / SEC#: , 8-5889
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
