Christopher W. Yoder
Professional summary
Christopher William Yoder was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Christopher had worked at 5 firms, which includes TASIN & COMPANY INC., SEABOARD SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, INSTITUTIONAL EQUITY CORPORATION, ROBERT TODD FINANCIAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 1999 - March 5, 1999
TASIN & COMPANY, INC.
September 11, 1996 - June 1, 1998
TASIN & COMPANY, INC.
February 22, 1996 - February 5, 1997
SEABOARD SECURITIES, INC.
May 4, 1995 - October 11, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 17, 1994 - December 21, 1994
SEABOARD SECURITIES, INC.
June 30, 1992 - July 22, 1994
INSTITUTIONAL EQUITY CORPORATION
August 19, 1991 - June 30, 1992
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
TASIN & COMPANY, INC.
CRD#: 30709 / SEC#: , 8-45103
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 15 |
Red Flags
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