Jeffrey C. Thomas

ALPHA ASSET MANAGEMENT

AKRON, OH 44308

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CRD#: 2095554

Professional summary

Jeffrey Craig Thomas is a registered financial advisor currently at ALPHA ASSET MANAGEMENT located in Akron, Ohio and AMERICAN HERITAGE SECURITIES, INC. located in Akron, Ohio.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 14, Series 28, Series 4, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JCT INVESTMENT COUNSEL - FEE BASED INVESTMENT MANAGEMENT - PRESIDENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Craig Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2003 - Present

ALPHA ASSET MANAGEMENT

Office #1: 50 South Main Street Suite 1210, Akron, OH 44308

RIA

CRD#: 112571

AKRON, OH

Current

January 22, 2013 - Present

AMERICAN HERITAGE SECURITIES, INC.

Office #1: 50 S Main St Suite 1210, Akron, OH 44308

CRD#: 29678

Akron, OH

Past

June 13, 2005 - January 28, 2013

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

AKRON, OH

Past

June 7, 1996 - June 13, 2005

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

December 12, 1990 - June 14, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA ASSET MANAGEMENT

ALPHA ASSET MANAGEMENT | JCT INVESTMENT COUNSEL, INC. | JCT INVESTMENT COUNSEL INC. | EGI FINANCIAL

CRD#: 112571 / SEC#: 801-132435

RIA

Registered Investment Advisory firm - (4/16/2025 Approved)

Florida

Registered Investment Advisory firm - (7/30/2013 Approved)

Ohio

Registered Investment Advisory firm - (5/15/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/11/2021)

IAR

Florida
(7/30/2013)

Florida
(2/26/2018)

Georgia
(2/22/2021)

Indiana
(2/16/2021)

Massachusetts
(5/7/2019)

Michigan
(5/12/2021)

IAR

Ohio
(1/21/2003)

Ohio
(1/22/2013)

Texas
(5/27/2016)

Washington
(2/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/13/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 6/1/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/8/2025

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 28

Date: 8/10/2016

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/28/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 51

Date: 6/1/2007

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALPHA ASSET MANAGEMENT

ALPHA ASSET MANAGEMENT | JCT INVESTMENT COUNSEL, INC. | JCT INVESTMENT COUNSEL INC. | EGI FINANCIAL

CRD#: 112571 / SEC#: 801-132435

RIA

Registered Investment Advisory firm - (4/16/2025 Approved)

Florida

Registered Investment Advisory firm - (7/30/2013 Approved)

Ohio

Registered Investment Advisory firm - (5/15/2012 Approved)

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Contact information

Main Address

50 South Main Street Suite 1210, Akron, OH 44308

Mailing Address

Phone number

(330) 374-7500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUPPLEMENT, FORM ADV 2B (3/17/2025)

ALPHA ASSET MANAGEMENT (3/17/2025)

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 128,672,138

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Jeffrey C. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Craig Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN HERITAGE SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

ROUND HILL SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ALPHA ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/1995

Series 63

Date: 12/13/1990

Series 52TO

Date: 6/1/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/10/1990

Series 53

Date: 10/8/2025

Series 14

Date: 1/2/2023

Series 28

Date: 8/10/2016

Series 4

Date: 12/28/2007

Series 51

Date: 6/1/2007

Series 24

Date: 5/7/1998

FINRA

Current Firm

ALPHA ASSET MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPHA ASSET MANAGEMENT

TRUST BUT VERIFY

Contact information

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