Wilbur A. Westmoreland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilbur Anthony Westmoreland, who also goes by Andy Westmoreland, was a registered financial professional .
Wilbur is a previously registered financial professional and started their career in finance in 1991. Wilbur had worked at 3 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2001 - October 3, 2001
RIDGEMONT SECURITIES, INC.
June 20, 1996 - February 16, 1999
CAMBRIDGE FINANCIAL CORPORATION
January 1, 1991 - June 23, 1995
KINLAW SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIDGEMONT SECURITIES, INC.
CRD#: 15253 / SEC#: , 8-31916
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VERA, MELISSA BURR | SECRETARY / FINANCIAL OPERATIONS PRINCIPAL | 2557422 |
| CLINE, KEVIN LEE | PRESIDENT |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
