Barry W. Wold

WOLD FINANCIAL GROUP

Mendota Heights, MN 55118

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CRD#: 2095296

Professional summary

Barry Walter Wold is a registered financial advisor currently at WOLD FINANCIAL GROUP located in Mendota Heights, Minnesota.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Barry has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Walter Wold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2021 - Present

WOLD FINANCIAL GROUP

Office #1: 750 Main Street Suite 109, Mendota Heights, MN 55118

RIA

CRD#: 316409

Mendota Heights, MN

Past

January 11, 2018 - December 31, 2021

ADVISORNET WEALTH PARTNERS

RIA

CRD#: 113074

Mendota Heights, MN

Past

February 4, 2009 - February 1, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

EDINA, MN

Past

January 16, 2009 - February 1, 2018

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

EDINA, MN

Past

April 24, 1998 - January 20, 2009

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

EDINA, MN

Past

October 18, 1990 - May 15, 1998

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOLD FINANCIAL GROUP

WOLD FINANCIAL GROUP | WOLD FINANCIAL GROUP LLC

CRD#: 316409 / SEC#: 801-122348

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/20/2021)

IAR

Texas
(9/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1990

General Securities Representative Examination

Current Firm

WOLD FINANCIAL GROUP

WOLD FINANCIAL GROUP | WOLD FINANCIAL GROUP LLC

CRD#: 316409 / SEC#: 801-122348

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

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Contact information

Main Address

750 Main Street Suite 109, Mendota Heights, MN 55118

Mailing Address

Phone number

(612) 347-7825

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WOLD FINANCIAL GROUP ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	311
AUM (Assets Under Management)	$ 172,468,251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barry W. Wold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Walter Wold's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORNET WEALTH PARTNERS

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

PIPER SANDLER & CO.

Primary Firm SEC Registration

WOLD FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/1999

Series 63

Date: 10/25/1990

SIE

Date: 2/1/2018

Series 7

Date: 10/16/1990

Current Firm

WOLD FINANCIAL GROUP

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOLD FINANCIAL GROUP

TRUST BUT VERIFY

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