Neil D. Menard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil D Menard, who also goes by Neil David Menard, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1991. Neil had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2020 - November 2, 2023
FORESIDE FINANCIAL SERVICES, LLC
August 21, 2018 - August 27, 2019
ALPS DISTRIBUTORS, INC.
November 9, 2015 - March 26, 2018
CNL SECURITIES CORP.
April 30, 2014 - November 10, 2015
FS INVESTMENT SOLUTIONS, LLC
September 22, 2006 - April 23, 2014
STEBEN & COMPANY, LLC
January 9, 1998 - November 15, 2004
SEI INVESTMENTS DISTRIBUTION CO.
April 9, 1996 - January 13, 1998
OSAIC FS, INC.
January 7, 1994 - July 7, 1994
METROPOLITAN LIFE INSURANCE COMPANY
January 7, 1994 - July 7, 1994
MSI FINANCIAL SERVICES, INC.
April 12, 1991 - September 16, 1991
KEYPORT FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
