Michael D. Moore
Professional summary
Michael Dean Moore is a registered financial advisor currently at PEAK INVESTMENTS located in Oak Harbor, Washington.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Dean Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2019 - Present
PEAK INVESTMENTS
January 19, 2011 - April 4, 2011
VERITRUST FINANCIAL, LLC
November 2, 2010 - April 4, 2011
VERITRUST FINANCIAL, LLC
December 7, 2004 - December 31, 2008
EVOLVE SECURITIES, INC.
January 5, 2000 - February 18, 2003
CETERA INVESTMENT SERVICES LLC
August 7, 1997 - December 31, 1997
STIFEL INDEPENDENT ADVISORS, LLC
August 4, 1995 - August 27, 1996
LPL FINANCIAL LLC
February 28, 1995 - August 10, 1995
MORGAN STANLEY DW INC.
December 10, 1991 - March 7, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 1990 - September 9, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 18, 1990 - September 9, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/2/2019)
Exams
Current Firm
PEAK INVESTMENTS
CRD#: 115632 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 5,300,000 |
Red Flags
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