Richard L. Hallum
PER STIRLING CAPITAL MANAGEMENT
AUSTIN, TX 78759
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CRD#: 2095016
Professional summary
Richard Leon Hallum JR, CFP® is a registered financial advisor currently at PER STIRLING CAPITAL MANAGEMENT, LLC located in Austin, Texas and B.B. GRAHAM & COMPANY, INC. located in Austin, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Richard has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Education Planning
Insurance Planning
Retirement Planning
Tax Planning
Estate Planning
Comprehensive Financial Planni...
Retirement Income Management
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RICHARD HALLUM INSURANCE SALES; INVESTMENT RELATED; ADDRESS:4900 SPICEWOOD SPRINGS ROAD, SUITE 300, AUSTIN TX 78759; NATURE: SERVICING AND TRAIL COMMISSION FROM FIXED INSURANCE PRODUCTS; START DATE: 01/2017; NUMBER OF HOURS: 5; SECURITIES TRADING HOURS: 0 2) AJL ENTERPRISES, LLC; NON-INVESTMENT RELATED; ADDRESS: 3028 OAK VISTA LANE, ROUND ROCK, TX 78681; NATURE: RANCHING OPERATION; POSITION: MANAGER/OWNER; START DATE: 02/27/2012; NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 3) SS OVERLOOK, LLC; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN TX 78746NATURE: LAND AND BUILDING OWNERSHIP; POSITION: MINORITY PARTNER; START DATE: 11/09/2016; NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 4) RLHALLUM PLANNING, LLC; NON-INVETMENT RELATED; ADDRESS: 4900 SPICEWOOD SPRINGS RD AUSTIN, TX 78759; NATURE: ENTITY THAT ACCEPTS ADVISORY COMPENSATION RECIEVED BY IAR FROM PER STIRLING CAPITAL MANAGEMENT; POSITION:OWNER/EMPLOYEE; START DATE: 1/1/2021; NUMBER OF HOURS: 5; TRADING HOURS: 0 ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT: 5) B.B. GRAHAM & COMPANY; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN TX 78746; NATURE OF BUSINESS: BROKER DEALER, POSITION: REGISTERED REPRESENTATIVE, START DATE: 01/2017. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO: 6) PER STIRLING CAPITAL MANAGEMENT; INVESTMENT RELATED; 4800 BEE CAVES RD, AUSTIN TX 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 01/2017; PROVIDE INVESTMENT MANAGEMENT AND FINANCIAL PLANNING.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Leon Hallum JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
January 5, 2017 - Present
PER STIRLING CAPITAL MANAGEMENT, LLC
Office #1: 4900 Spicewood Springs Road Suite 300, Austin, TX 78759RIA
CRD#: 151671
AUSTIN, TX
Current
January 4, 2017 - Present
B.B. GRAHAM & COMPANY, INC.
Office #1: 4900 Spicewood Springs Road, Suite 300, Austin, TX 78759RIA
BD
CRD#: 41533
Austin, TX
Past
September 25, 2008 - March 31, 2017
COUCH HALLUM FINANCIAL GROUP
RIA
CRD#: 140136
AUSTIN, TX
Past
April 2, 2004 - October 6, 2008
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
AUSTIN, TX
Past
April 1, 2004 - December 31, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
AUSTIN, TX
Past
October 9, 1990 - December 31, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
AUSTIN, TX
Past
October 8, 1990 - December 31, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 8, 1990 - December 31, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PER STIRLING CAPITAL MANAGEMENT, LLC
PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC
CRD#: 151671 / SEC#: 801-70707
RIA
Registered Investment Advisory firm - (10/28/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2017)
RR
District of Columbia(10/2/2024)
RR
Kansas(1/4/2017)
RR
South Dakota(1/4/2017)
RR
Texas(1/4/2017)
IAR
Texas(1/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PER STIRLING CAPITAL MANAGEMENT, LLC
PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC
CRD#: 151671 / SEC#: 801-70707
RIA
Registered Investment Advisory firm - (10/28/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4800 Bee Caves Road, Austin, TX 78746
Mailing Address
Phone number
(512) 628-2300
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,584 |
| AUM (Assets Under Management) | $ 1,387,216,441 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
