Steven O. Allbritton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Owen Allbritton, CFP® was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1991. Steven had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2023 - November 15, 2023
FAOC, LLC
June 2, 2015 - June 2, 2023
HOWARD CAPITAL MANAGEMENT, INC.
January 9, 2015 - May 12, 2015
SWM ADVISORS
June 27, 2002 - July 31, 2006
GREAT COMPANIES LLC
October 10, 2001 - June 24, 2002
PROVISE MANAGEMENT GROUP, LLC
June 23, 1999 - October 23, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 18, 1999 - October 23, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 9, 1998 - March 8, 1999
2480 SECURITIES LLC
March 5, 1997 - April 21, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 30, 1991 - March 4, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FAOC, LLC
CRD#: 318158 / SEC#: 801-129032
Contact information
Red Flags
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