Kirk L. Ludwig
Professional summary
Kirk Lee Ludwig, AIF® is a registered financial advisor currently at SJS INVESTMENT SERVICES located in Sylvania, Ohio.
Kirk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kirk has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kirk Lee Ludwig's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2007 - Present
SJS INVESTMENT SERVICES
Office #1: 6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43650May 1, 2001 - March 18, 2002
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
November 19, 1996 - November 8, 2000
PRUDENTIAL EQUITY GROUP, LLC
October 4, 1994 - November 21, 1996
MORGAN STANLEY DW INC.
May 28, 1993 - October 4, 1994
KIDDER, PEABODY & CO. INCORPORATED
October 11, 1992 - June 3, 1993
AMERIPRISE ADVISOR SERVICES, INC.
August 31, 1992 - October 21, 1992
EQUITY SERVICES, INC.
Primary Firm SEC Registration
SJS INVESTMENT SERVICES
CRD#: 107219 / SEC#: 801-49585
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/30/2007)
Exams
Current Firm
SJS INVESTMENT SERVICES
CRD#: 107219 / SEC#: 801-49585
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,873 |
| AUM (Assets Under Management) | $ 2,526,310,808 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/13/2025 | ||
| 01/25/2024 |
Red Flags
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