Peter L. Krause
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Llewellyn Krause was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1990. Peter had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2010 - September 10, 2014
CENTER STREET SECURITIES, INC.
April 23, 2007 - December 31, 2008
THE O.N. EQUITY SALES COMPANY
February 4, 2004 - March 23, 2007
HORNOR, TOWNSEND & KENT, LLC
November 16, 1999 - January 7, 2004
HORNOR, TOWNSEND & KENT, LLC
September 18, 1990 - November 15, 1999
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
