Tracy L. St. John
Professional summary
Tracy Lee St. John, who also goes by Tracy Lee Fulton, Tracy Lee Huff, is a registered financial advisor currently at FINANCIAL AVENUES located in Kansas City, Missouri.
Tracy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Tracy has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tracy Lee St. John's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2010 - Present
FINANCIAL AVENUES
October 29, 2003 - March 2, 2010
KESTRA INVESTMENT SERVICES, LLC
July 24, 1998 - August 4, 2003
COMMERCE BROKERAGE SERVICES, INC.
February 1, 1995 - February 3, 1997
DWS DISTRIBUTORS, INC.
November 5, 1992 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/24/2011)
(7/30/2010)
(12/1/2022)
(5/8/2017)
Exams
Current Firm
FINANCIAL AVENUES
CRD#: 153458 / SEC#: 801-134945
Contact information
Regulatory assets under management
| Total Number of Accounts | 429 |
| AUM (Assets Under Management) | $ 127,715,226 |
Red Flags
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