Raymond W. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond William Meyer, who also goes by Ray Meyer, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1990. Raymond had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2012 - October 28, 2013
NATIONAL SECURITIES CORPORATION
September 7, 2010 - September 30, 2011
U.S. BANCORP INVESTMENTS, INC.
September 7, 2010 - September 30, 2011
U.S. BANCORP INVESTMENTS, INC.
April 13, 2009 - September 17, 2010
FIFTH THIRD SECURITIES, INC.
April 13, 2009 - September 17, 2010
FIFTH THIRD SECURITIES, INC.
July 6, 2005 - April 15, 2009
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - April 15, 2009
CHASE INVESTMENT SERVICES CORP.
November 19, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
November 19, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
April 1, 2002 - November 24, 2004
A. G. EDWARDS & SONS, INC.
March 28, 2002 - November 24, 2004
A. G. EDWARDS & SONS, INC.
November 19, 1999 - April 16, 2002
UBS FINANCIAL SERVICES INC.
December 11, 1995 - November 23, 1999
A. G. EDWARDS & SONS, INC.
March 11, 1994 - December 11, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 12, 1993 - January 13, 1994
RODMAN & RENSHAW INC.
February 11, 1993 - March 12, 1993
EMANUEL AND COMPANY
September 21, 1990 - June 26, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 21, 1990 - June 26, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
