Lisa A. Cassidy

CW ADVISORS

WESTPORT, CT 06880

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CRD#: 2094047

Professional summary

Lisa Ann Cassidy, who also goes by Lisa Cassidy, Lisa Ann Kyprios, Lisa A. Kyprios, Lisa Ann Lynch, is a registered financial advisor currently at CW ADVISORS, LLC located in Westport, Connecticut.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Lisa has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Cassidy | Lisa Ann Kyprios | Lisa A. Kyprios | Lisa Ann Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Cassidy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2021 - Present

CW ADVISORS, LLC

Office #1: 8 Wright Street 1st Floor, Westport, CT 06880

RIA

CRD#: 310873

WESTPORT, CT

Past

August 3, 2020 - June 15, 2021

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA

CRD#: 108559

Greenwich, CT

Past

August 3, 2020 - June 15, 2021

FIRST REPUBLIC SECURITIES COMPANY, LLC

CRD#: 105108

GREENWICH, CT

Past

April 16, 2019 - June 19, 2020

WATERMARK SECURITIES, INC.

CRD#: 28683

NEW YORK, NY

Past

November 7, 2018 - June 19, 2020

BRENTON POINT WEALTH ADVISORS LLC

RIA

CRD#: 287603

NEW YORK, NY

Past

July 13, 2018 - August 16, 2018

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

September 18, 2013 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

GREENWICH, CT

Past

October 21, 2011 - July 31, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

GREENWICH, CT

Past

May 13, 2008 - February 2, 2011

SILVER LEAF PARTNERS, LLC

CRD#: 126694

NEW YORK, NY

Past

February 21, 2006 - November 14, 2006

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

STAMFORD, CT

Past

January 3, 2006 - November 14, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

STAMFORD, CT

Past

April 21, 2003 - March 17, 2005

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

March 4, 2003 - April 9, 2003

ORBITEX FUNDS DISTRIBUTOR, INC.

CRD#: 41453

STAMFORD, CT

Past

March 8, 2002 - December 6, 2002

VIRTU ITG LLC

CRD#: 29299

NEW YORK, NY

Past

October 31, 2000 - February 26, 2002

ORBITEX FUNDS DISTRIBUTOR, INC.

CRD#: 41453

STAMFORD, CT

Past

January 29, 1994 - September 28, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 15, 1991 - January 5, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 13, 1990 - February 6, 1991

BERKELEY SECURITIES CORPORATION

CRD#: 8397

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/3/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/22/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/12/1990

General Securities Representative Examination

Current Firm

CW ADVISORS, LLC

CONGRESS WEALTH MANAGEMENT LLC | CW ADVISORS, LLC

CRD#: 310873 / SEC#: 801-119667

RIA

Registered Investment Advisory firm - (10/21/2020 Approved)

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Contact information

Main Address

155 Seaport Blvd 3rd Floor, Boston, MA 02210

Mailing Address

Phone number

(617) 428-7600

Established

Firm type

Fiscal year end

# of Employees

110

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CW ADVISORS WRAP FEE PROGRAM (9/9/2025)

CW ADVISORS ADV PART 2A (9/9/2025)

Regulatory assets under management

Total Number of Accounts	12,836
AUM (Assets Under Management)	$ 9,301,984,860

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/23/2025	Cover Page	Report
07/02/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa A. Cassidy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Ann Cassidy's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

FIRST REPUBLIC SECURITIES COMPANY, LLC

WATERMARK SECURITIES, INC.

BRENTON POINT WEALTH ADVISORS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

SILVER LEAF PARTNERS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

ADVEST, INC.

ORBITEX FUNDS DISTRIBUTOR, INC.

VIRTU ITG LLC

ORBITEX FUNDS DISTRIBUTOR, INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

BERKELEY SECURITIES CORPORATION

Primary Firm SEC Registration

CW ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2013

Series 63

Date: 12/3/1990

SIE

Date: 7/31/2018

Series 55

Date: 12/22/1998

Series 7

Date: 11/12/1990

Current Firm

CW ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CW ADVISORS, LLC

TRUST BUT VERIFY

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