William G. Rhoads
Professional summary
William Gormley Rhoads is a registered financial professional currently at TCFG WEALTH MANAGEMENT, LLC located in Laguna Niguel, California.
William is registered as a RR (Registered Representative) and started their career in finance in 1991. William has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Gormley Rhoads's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2026 - Present
TCFG WEALTH MANAGEMENT, LLC
Office #1: 28202 Cabot Road, Suite 305, Laguna Niguel, CA 92677October 12, 2006 - June 22, 2026
J. D. SEIBERT & COMPANY, INC.
January 30, 2004 - August 5, 2004
WORLD GROUP SECURITIES, INC.
April 6, 2001 - December 31, 2003
L.M. KOHN & COMPANY
August 11, 1997 - March 6, 2001
DONAHUE SECURITIES, INC.
August 11, 1992 - August 20, 1997
REALTA EQUITIES, INC.
April 29, 1991 - April 15, 1992
TMT FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2026)
Exams
FINRA
Current Firm
TCFG WEALTH MANAGEMENT, LLC
CRD#: 164153 / SEC#: , 8-69089
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Civil Event | 1 |
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