Daniel J. Pulver

PULVER CAPITAL MANAGEMENT LLC

Summit, NJ 07901

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CRD#: 2093659

Professional summary

Daniel James Pulver is a registered financial advisor currently at PULVER CAPITAL MANAGEMENT LLC located in Summit, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Daniel has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Pulver's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2009 - Present

PULVER CAPITAL MANAGEMENT LLC

Office #1: 3 Hawthorne Place, Summit, NJ 07901

RIA

CRD#: 152304

Summit, NJ

Past

December 18, 2000 - April 14, 2005

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 19, 1995 - December 18, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/16/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/29/1995

General Securities Representative Examination

Current Firm

PULVER CAPITAL MANAGEMENT LLC

CRD#: 152304 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/16/2009 Approved)

New York

Registered Investment Advisory firm - (12/4/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3 Hawthorne Place, Summit, NJ 07901

Mailing Address

Phone number

(908) 795-3069

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 75,055,200

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Pulver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Pulver's CRS (Customer Relationship Summary).

Certified licenses

Experience

PULVER CAPITAL MANAGEMENT LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2009

Series 63

Date: 8/30/1995

Series 7

Date: 8/29/1995

Current Firm

PULVER CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PULVER CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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