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Deborah Diane Johnson

CRD# 2093312·Registered 1991 - 2015
Previously Registered: Being a previously registered professional could mean that Deborah is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Deborah Diane Johnson, who also goes by Deborah Diane Bivens, Deborah Diane Scoggins, was a registered financial advisor. Deborah was a previously registered financial professional and started their career in finance 1991 - 2015. Deborah had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Deborah Diane Bivens, Deborah Diane Scoggins

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

THOMELLA, LLC·CRD# 160542
RIA
Tampa, FL
April 4, 2012 - August 24, 2015
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
Tampa, FL
February 19, 2008 - July 5, 2011
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Tampa, FL
February 15, 2008 - July 5, 2011
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
RIA
Tampa, FL
September 29, 2005 - February 22, 2008
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Tampa, FL
February 14, 1997 - February 22, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 5, 1996 - February 24, 1997
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 4, 1991 - March 26, 1996

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Current Firm

TL
THOMELLA, LLC

THOMELLA CONSULTING | THOMELLA, LLC

CRD#: 160542

Contact Information

Main Address

Tampa, FL

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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