Deborah D. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Diane Johnson, who also goes by Deborah Diane Bivens, Deborah Diane Scoggins, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1991. Deborah had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2012 - August 24, 2015
THOMELLA, LLC
February 19, 2008 - July 5, 2011
RAYMOND JAMES & ASSOCIATES, INC.
February 15, 2008 - July 5, 2011
RAYMOND JAMES & ASSOCIATES, INC.
September 29, 2005 - February 22, 2008
ROBERT W. BAIRD & CO. INCORPORATED
February 14, 1997 - February 22, 2008
ROBERT W. BAIRD & CO. INCORPORATED
April 5, 1996 - February 24, 1997
UBS FINANCIAL SERVICES INC.
October 4, 1991 - March 26, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THOMELLA, LLC
CRD#: 160542 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
