Peter K. Higgins
STRATEGIC ADVISERS LLC | Financial Consultant
MILTON, MA
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CRD#: 2093074
Professional summary
Peter Kurt Higgins, who also goes by Peter K Higgins, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Milton, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Westwood, Massachusetts.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Peter has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 6, Series 24 and Series 4 exams.
Biography
After 30 years in the investment industry in various roles, including as a business owner, I understand and appreciate the value of simplifying the complex. My focus is to make Fidelity's financial expertise broadly accessible and effective in helping people pursue the lives they want. I engage in a process that is straightforward, and which explores and values your unique story. The result is a wealth management strategy built together to benefit you and your family now, and in the future.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter K Higgins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-59008|OrgNmn:Evans Cove Corporation|Org Addr:Ashland,New Hampsh,US|OBA Nature:5 home association formed as c|Invst Rel:N|Title:Treasurer|Duties:Treasurer organize and pay maintenace and taxes for 5 home association|StrtDt:04-22-21|TotHrs/mon:1|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Peter Kurt Higgins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Boston College School of Management
Bachelor of Science (BS) - Finance and Marketing
1990
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 109 University Ave Ste 107, Westwood, MA 02090-2306RIA
CRD#: 104555
MILTON, MA
Current
February 20, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 109 University Ave Ste 107, Westwood, MA 02090-2306BD
CRD#: 7784
Westwood, MA
Past
March 4, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTWOOD, MA
Past
October 22, 2019 - January 15, 2020
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
QUINCY, MA
Past
September 30, 2019 - January 15, 2020
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
QUINCY, MA
Past
January 15, 2014 - September 24, 2019
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
BOSTON, MA
Past
December 2, 2011 - September 25, 2013
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
BD
CRD#: 30107
BOSTON, MA
Past
November 5, 2004 - December 2, 2011
PULSE TRADING, INC.
BD
CRD#: 104022
BOSTON, MA
Past
January 12, 2004 - November 11, 2004
UBS CAPITAL MARKETS L.P.
BD
CRD#: 2692
STAMFORD, CT
Past
August 8, 2002 - January 12, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
BD
CRD#: 15425
OLD GREENWICH, CT
Past
May 24, 2000 - April 5, 2001
THOMAS WEISEL PARTNERS LLC
BD
CRD#: 46237
SAN FRANCISCO, CA
Past
July 17, 1996 - May 11, 2000
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
September 21, 1990 - September 8, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
September 21, 1990 - September 8, 1993
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(2/12/2021)
RR
California(1/24/2024)
RR
Colorado(5/6/2022)
RR
Connecticut(2/20/2020)
RR
District of Columbia(9/29/2023)
RR
Florida(2/20/2020)
RR
Georgia(7/19/2024)
RR
Illinois(4/11/2023)
RR
Maine(2/20/2020)
RR
Maryland(1/7/2022)
RR
Massachusetts(2/20/2020)
IAR
Massachusetts(3/31/2025)
RR
New Hampshire(2/20/2020)
RR
New Jersey(5/6/2022)
RR
New York(2/12/2021)
RR
North Carolina(1/7/2022)
RR
Ohio(3/25/2023)
RR
Pennsylvania(2/12/2021)
RR
Rhode Island(2/20/2020)
RR
Texas(2/12/2021)
IAR
Texas(3/31/2025)
RR
Utah(1/4/2025)
RR
Vermont(2/20/2020)
RR
Virginia(8/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/1/2004
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Milton, MATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
