Kevin F. Granger

PHOCAS FINANCIAL

Alameda, CA 94501-1001

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CRD#: 2093058

Professional summary

Kevin Francis Granger is a registered financial advisor currently at PHOCAS FINANCIAL CORPORATION located in Alameda, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kevin has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Francis Granger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2007 - Present

PHOCAS FINANCIAL CORPORATION

Office #1: 1080 Marina Village Parkway Suite 520, Alameda, CA 94501-1001

RIA

CRD#: 135470

Alameda, CA

Past

May 13, 2004 - December 31, 2006

ANIRA ADVISORY GROUP, LLC

RIA

CRD#: 127406

GREENBRAE, CA

Past

February 8, 2001 - March 26, 2001

BONDMART, INC.

CRD#: 104085

REDWOOD CITY, CA

Past

March 10, 1995 - September 13, 1995

DRESDNER SECURITIES (USA) INC.

CRD#: 1993

NEW YORK, NY

Past

July 31, 1993 - August 20, 1993

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 6, 1990 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHOCAS FINANCIAL CORPORATION

CRD#: 135470 / SEC#: 801-64317

RIA

Registered Investment Advisory firm - (6/1/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/14/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/28/2000

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/22/1990

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 1/4/2001

General Securities Principal Examination

Current Firm

PHOCAS FINANCIAL CORPORATION

CRD#: 135470 / SEC#: 801-64317

RIA

Registered Investment Advisory firm - (6/1/2005 Approved)

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Contact information

Main Address

1080 Marina Village Parkway Suite 520, Alameda, CA 94501-1001

Mailing Address

Phone number

(510) 523-5800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FORM ADV PART 2 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 793,398,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin F. Granger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Francis Granger's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANIRA ADVISORY GROUP, LLC

BONDMART, INC.

DRESDNER SECURITIES (USA) INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

PHOCAS FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/2004

Series 63

Date: 12/4/2000

Series 7

Date: 11/28/2000

Series 3

Date: 10/22/1990

Series 24

Date: 1/4/2001

Current Firm

PHOCAS FINANCIAL CORPORATION

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHOCAS FINANCIAL CORPORATION

TRUST BUT VERIFY

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