TH
Tina M. Hohl
VOYA FINANCIAL ADVISORS
MIAMISBURG, OH 45342
Some features on this profile are disabled
CRD#: 2093035
TH
Professional summary
Tina Marie Hohl, who also goes by Tina M Brown, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Miamisburg, Ohio.
Tina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Tina has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tina M Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10100 INNOVATION DR STE 120; MIAMISBURG; OH; 45342; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 4/28/2014; 15; 15; SALE OF FIXED INSURANCE PRODUCTS.| JUNIOR ACHIEVEMENTS OF OKI PARTNERS POSITION: Volunteer NATURE: Worked with teachers to assist in elementary education of money and spending. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 05/01/2015 ADDRESS: 120 W SECOND ST STE 316, DAYTON OH 45402, United States DESCRIPTION: TEACH BASICS OF MONEY, SPENDING AND SAVING WITH PRE-COMPLETED LESSONS PLANS.
CRS (Client Relationship Summary) - RIA
Click below to view Tina Marie Hohl's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tina Marie Hohl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2017 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 10100 Innovation Dr Ste 120, Miamisburg, OH 45342RIA
BD
CRD#: 2882
MIAMISBURG, OH
Current
December 11, 2013 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 10100 Innovation Dr Ste 120, Miamisburg, OH 45342RIA
BD
CRD#: 2882
MIAMISBURG, OH
Past
April 11, 2013 - August 21, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
October 1, 2009 - June 25, 2012
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
October 15, 1993 - July 31, 2009
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
DAYTON, OH
Past
September 6, 1991 - February 16, 1993
AELTUS CAPITAL, INC
BD
CRD#: 24928
HARTFORD, CT
Past
December 3, 1990 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/16/2021)
RR
Arizona(7/2/2024)
RR
California(1/10/2023)
RR
Florida(6/9/2020)
RR
Georgia(4/4/2022)
RR
Indiana(3/5/2018)
RR
Kentucky(12/11/2013)
RR
Massachusetts(10/31/2024)
RR
Michigan(5/30/2025)
RR
New Jersey(5/30/2025)
RR
New Mexico(7/28/2017)
RR
Ohio(12/11/2013)
IAR
Ohio(6/29/2017)
RR
Texas(6/18/2018)
IAR
Texas(6/19/2018)
RR
Virginia(10/21/2024)
RR
Wisconsin(7/28/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Miamisburg, OH 45342TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
