Jayne M. Ferrante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jayne Marie Ferrante, who also goes by Jayne Marie Farrante, Jayne Marie Lampkin, Jayne Marie Richardson, was a registered financial professional .
Jayne is a previously registered financial professional and started their career in finance in 1990. Jayne had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2010 - July 28, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 22, 2010 - December 31, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 20, 2001 - March 25, 2010
FOOTHILL SECURITIES, INC.
January 22, 2001 - March 25, 2010
FOOTHILL SECURITIES, INC.
May 5, 1999 - January 9, 2001
PRUCO SECURITIES, LLC.
April 6, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 6, 1995 - March 31, 1999
SIGNATOR INVESTORS, INC.
November 7, 1990 - March 23, 1995
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
