Jennifer Alice Pline
Professional Summary
Jennifer Alice Pline, who also goes by Jennifer Pline, was a registered financial advisor. Jennifer was a previously registered financial professional and started their career in finance 1995 - 2005. Jennifer had worked at 2 firms and has passed the Series 63, Series 65, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jennifer Pline
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
MELLON FUNDS DISTRIBUTOR, L.P. | STANDISH FUND DISTRIBUTORS, L.P.
Contact Information
Established
Delaware since 09/25/1995Firm Type
Other Types of Legal FormationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDISH MELLON ASSET MANAGEMENT COMPANY LLC | GENERAL PARTNER | — |
| KNEELAND, DENISE BRENDA | EXECUTIVE VICE PRESIDENT | 2115921 |
| LOMASNEY, MARY THERESA | CHIEF COMPLIANCE OFFICER | 1553484 |
| MELLON FINANCIAL CORPORATION | LIMITED PARTNER | — |
| O'NEIL, SEAN PAUL | CHIEF EXECUTIVE OFFICER | 4427219 |
| PIERCE, GARY ROBERT | CHIEF FINANCIAL OFFICER | 2053491 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1996About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2003About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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