Jennifer A. Pline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Alice Pline, who also goes by Jennifer Pline, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1995. Jennifer had worked at 2 firms and has passed the Series 63, Series 65, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 1996 - April 29, 2005
MELLON FUNDS DISTRIBUTOR, L.P.
February 3, 1995 - February 15, 2018
STANDISH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MELLON FUNDS DISTRIBUTOR, L.P.
CRD#: 39414 / SEC#: , 8-48683
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDISH MELLON ASSET MANAGEMENT COMPANY LLC | GENERAL PARTNER | |
| KNEELAND, DENISE BRENDA | EXECUTIVE VICE PRESIDENT | 2115921 |
| LOMASNEY, MARY THERESA | CHIEF COMPLIANCE OFFICER | 1553484 |
| MELLON FINANCIAL CORPORATION | LIMITED PARTNER | |
| O'NEIL, SEAN PAUL | CHIEF EXECUTIVE OFFICER | 4427219 |
| PIERCE, GARY ROBERT | CHIEF FINANCIAL OFFICER | 2053491 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
