EF
Elisea T. Frishberg
COMPASS FINANCIAL MANAGEMENT LLC
HIALEAH, FL
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CRD#: 2092508
EF
Professional summary
Elisea Tantuan Frishberg, who also goes by Elisea Tantuan Ando, Elisea Tantuan Oman, is a registered financial advisor currently at COMPASS FINANCIAL MANAGEMENT LLC located in Hialeah, Florida.
Elisea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Elisea has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elisea Tantuan Ando | Elisea Tantuan Oman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT - LIFE, HEALTH AND PROPERTY AND CASUALTY. SHE SPENDS APPROXIMATELY 10 TO 20 HOUR A MONTH ON THIS ACTIVITY WITH SOME DURING MARKET HOURS. DUTIES INCLUDE SELLING INSURANCE.
2) FINANCIAL MEDIA LLC - Managing Member - 5 HOURS A MONTH WITH SOME DURING MARKET HOURS. DUTIES INCLUDE HELPING PRODUCE/CREATE FINANCIAL EDUCATIONAL MATERIALS/MANAGER-OWNER OF RENTAL REAL ESTATE
3) INVESTMENT RENTALS LLC - CO-MANAGER 20 HOURS A MONTH WITH SOME DURING MARKET HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Elisea Tantuan Frishberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2024 - Present
COMPASS FINANCIAL MANAGEMENT LLC
RIA
CRD#: 156345
HIALEAH, FL
Past
January 25, 2012 - December 31, 2021
ELISEA FRISHBERG ADVISORY GROUP, L.L.C.
RIA
CRD#: 159032
COCONUT CREEK, FL
Past
January 25, 2012 - December 31, 2024
ELISEA FRISHBERG ADVISORY GROUP, L.L.C.
RIA
CRD#: 159032
MIAMI, FL
Past
February 18, 2011 - July 29, 2011
BARRINGTON FINANCIAL ADVISORS, INC.
RIA
CRD#: 109386
HOUSTON, TX
Past
December 9, 1997 - January 20, 2000
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMPASS FINANCIAL MANAGEMENT LLC
COMPASS FINANCIAL MANAGEMENT LLC | ZODA FINANCIAL | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT
CRD#: 156345 / SEC#: 801-118185
RIA
Registered Investment Advisory firm - (3/6/2020 Approved)Florida
Registered Investment Advisory firm - (3/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/19/2020 Terminated)New York
Registered Investment Advisory firm - (3/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (3/11/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/2/2024)
IAR
Texas(2/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CF
COMPASS FINANCIAL MANAGEMENT LLC
COMPASS FINANCIAL MANAGEMENT LLC | ZODA FINANCIAL | NATURE COAST CAPITAL | MY ROADMAP ADVISOR | MOWERY CAPITAL | MICHAEL LEE STRATEGY | MARKOWSKI INVESTMENTS HOLDING CORPORATION | MARKOWSKI BROTHERS HOLDING CORPORATION | KELLY INVESTMENT ADVISORS | KDH FINANCIAL | JOHN DANIELS CPA | INTELLIVISOR FAMILY OFFICE | INDEPENDENCE MONEY | FORTIFIED WEALTH MANAGEMENT | DMK ADVISOR GROUP | DISE WEALTH MANAGEMENT
CRD#: 156345 / SEC#: 801-118185
RIA
Registered Investment Advisory firm - (3/6/2020 Approved)Florida
Registered Investment Advisory firm - (3/11/2020 Terminated)New Jersey
Registered Investment Advisory firm - (3/19/2020 Terminated)New York
Registered Investment Advisory firm - (3/11/2020 Terminated)South Carolina
Registered Investment Advisory firm - (3/11/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2422 W. Sunset Drive, Tampa, FL 33629
Mailing Address
Phone number
(813) 831-5168
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,350 |
| AUM (Assets Under Management) | $ 518,984,611 |
Red Flags
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