PF
Peter T. Fitzgerald
WESTPARK WEALTH ADVISORS
Houston, TX 77077
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CRD#: 2092166
PF
Professional summary
Peter Timothy Fitzgerald, who also goes by Pete Fitzgerald, is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Houston, Texas and CALTON & ASSOCIATES, INC. located in Houston, Texas.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pete Fitzgerald
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Securance Corp Group Health Plans. Non-Investment related. Address: 3100 South Gessner, Houston, TX 77063. Nature of Business: Group Health Insurance. Position/Title/Relationship: Agent. Start Date: 2003. Hours per month: 2. Hours per month during Securities trading hours: 2. Duties/Responsibilities: I have clients with group health plans and service once a year at renewal time. Securance does all of the administration on these plans. 2) Name of Business: Fitzgerald Financial LP. Non-Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston, TX 77042. Nature of Business: Traditional Life Insurance. Position/Title/Relationship: Owner. Start Date: 1991. Hours per month: 3. Hours per month during Securities trading hours: 10. Duties/Responsibilities: Agent to shop for Traditional life that the client needs. 3) Name of Business: Westpark Wealth Advisors Inc. Investment related. Address: 10205 Westheimer Rd., Suite 500, Houston, TX 77042. Nature of Business: Financial Advisory Business. Position/Title/Relationship: IAR. Start Date: 12/2017. Hours per month: 160. Hours per month during Securities trading hours: 120. Duties/Responsibilities: Design investment portfolios and oversee third party managers on a fee only platform. 4) Victoria S. Fitzgerald Lifetime Exempt Trust. Investment related. Nature of Business: Maintain Asset to the Trust. Title: Trustee. Start Date: 02/01/2015. Hours Per Month: 1. Duties: Maintain the Trust
CRS (Client Relationship Summary) - RIA
Click below to view Peter Timothy Fitzgerald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2004 - Present
WESTPARK WEALTH ADVISORS, INC.
Office #1: 13111 Westheimer Rd. Suite 475, Houston, TX 77077RIA
CRD#: 130914
Houston, TX
Current
November 13, 2017 - Present
CALTON & ASSOCIATES, INC.
Office #1: 13111 Westheimer Road Suite 475, Houston, TX 77077RIA
BD
CRD#: 20999
Houston, TX
Past
March 10, 1995 - December 31, 2004
IMS SECURITIES, INC.
RIA
CRD#: 35567
HOUSTON, TX
Past
March 10, 1995 - November 9, 2017
IMS SECURITIES, INC.
BD
CRD#: 35567
HOUSTON, TX
Past
March 22, 1993 - March 23, 1995
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
July 2, 1992 - December 31, 1992
PLANNED INVESTMENTS INC.
BD
CRD#: 5066
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arkansas(1/11/2021)
IAR
California(7/9/2021)
RR
Florida(11/13/2017)
IAR
Texas(5/12/2004)
RR
Texas(11/13/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Mailing Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Phone number
(713) 266-2993
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
