Barry Mansfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Mansfield was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1990. Barry had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2021 - November 7, 2023
ABRAHAM BERNSTEIN ASSOCIATES,INC
June 7, 2011 - August 3, 2011
AEGIS CAPITAL CORP.
November 21, 2008 - November 24, 2009
OSAIC FA, INC.
November 21, 2008 - November 24, 2009
OSAIC FA, INC.
October 28, 2002 - December 12, 2008
ASSET & FINANCIAL PLANNING, LTD
July 27, 1999 - December 12, 2008
PRIME CAPITAL SERVICES, INC.
February 7, 1997 - July 29, 1999
NATHAN & LEWIS SECURITIES, INC.
August 17, 1995 - February 7, 1997
HIMCO DISTRIBUTION SERVICES COMPANY
December 5, 1991 - June 27, 1995
GOLDIS FINANCIAL GROUP, INC.
June 25, 1991 - November 23, 1991
G. R. PHELPS & CO., INC.
October 15, 1990 - April 1, 1991
DAVID LERNER ASSOCIATES, INC.
September 10, 1990 - October 18, 1990
GOLDIS FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABRAHAM BERNSTEIN ASSOCIATES,INC
CRD#: 152875 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 7,732,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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