Roger C. Fitzpatrick
Professional summary
Roger Cheney Fitzpatrick is a registered financial professional currently at LINCOLN DOUGLAS INVESTMENTS, LLC located in Peachtree Corners, Georgia.
Roger is registered as a RR (Registered Representative) and started their career in finance in 1966. Roger has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger Cheney Fitzpatrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2018 - Present
LINCOLN DOUGLAS INVESTMENTS, LLC
Office #1: 5425 Peachtree Pkwy Nw, Peachtree Corners, GA 30092March 28, 1998 - December 31, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 9, 1994 - March 28, 1998
ADM SECURITIES, INC.
January 16, 1992 - February 2, 1994
ROBERT THOMAS SECURITIES, INC
December 19, 1986 - December 19, 1991
MORGAN STANLEY DW INC.
September 16, 1977 - January 1, 1987
PRUDENTIAL EQUITY GROUP, LLC
September 20, 1974 - September 16, 1977
SHIELDS MODEL ROLAND INCORPORATED
August 8, 1973 - September 20, 1974
SHIELDS & COMPANY INCORPORATED
September 19, 1966 - November 15, 1973
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2018)
(1/2/2018)
(1/2/2018)
(1/2/2018)
(10/27/2021)
(1/2/2018)
(1/2/2018)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 10/12/1962
Registered Representative ExaminationFINRA
Current Firm
LINCOLN DOUGLAS INVESTMENTS, LLC
CRD#: 155578 / SEC#: 801-72438, 8-68728
Contact information
FINRA licenses (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 199 |
| AUM (Assets Under Management) | $ 97,644,384 |
Red Flags
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