Thomas W. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Wayne Myers, CFP®, who also goes by Thomas W Myers, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1990. Thomas had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2017 - January 13, 2022
MURPHY CAPITAL MANAGEMENT INC
December 7, 2015 - April 27, 2017
FISHER INVESTMENTS
April 21, 2014 - December 9, 2015
USAA FINANCIAL PLANNING SERVICES
April 17, 2014 - December 9, 2015
USAA FINANCIAL ADVISORS, INC.
July 11, 2007 - July 8, 2013
STRATEGIC ADVISERS LLC
June 12, 2007 - July 8, 2013
FIDELITY BROKERAGE SERVICES LLC
April 26, 2005 - May 24, 2007
TD AMERITRADE, INC.
April 26, 2005 - May 24, 2007
TD AMERITRADE, INC.
May 23, 2002 - January 6, 2005
CHARLES SCHWAB & CO., INC.
October 10, 1992 - January 6, 2005
CHARLES SCHWAB & CO., INC.
October 24, 1990 - August 26, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/8/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MURPHY CAPITAL MANAGEMENT INC
CRD#: 105155 / SEC#: 801-20376
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,340 |
| AUM (Assets Under Management) | $ 1,166,713,947 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
