Kenneth F. Fitzpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Francis Fitzpatrick was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1970. Kenneth had worked at 8 firms and has passed the Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 1983 - October 3, 1990
EAGAN AND COMPANY, INC.
April 24, 1979 - December 29, 1979
KIDDER, PEABODY & CO. INCORPORATED
December 21, 1978 - March 26, 1979
WELLS FARGO SECURITIES, LLC
January 18, 1978 - February 8, 1979
LOEB PARTNERS
November 1, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
January 29, 1975 - October 7, 1977
HAMBRECHT & QUIST LLC
February 12, 1974 - September 12, 1974
L WELLER & COMPANY
March 11, 1970 - March 2, 1974
J. S. STRAUSS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/21/1966
Registered Representative ExaminationCurrent Firm
EAGAN AND COMPANY, INC.
CRD#: 10316 / SEC#: , 8-27084
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
