Gregory D. Fitzpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Daniel Fitzpatrick was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1988. Gregory had worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2002 - April 14, 2003
TD AMERITRADE CLEARING, INC.
June 30, 2001 - November 7, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
February 27, 2001 - November 19, 2002
ICAPITAL MARKETS LLC
February 27, 2001 - November 22, 2002
ICLEARING LLC
March 20, 1998 - June 24, 1999
SPELMAN & CO., INC.
August 21, 1996 - June 24, 1999
SENTRA SECURITIES CORPORATION
July 18, 1996 - August 26, 1996
SPELMAN & CO., INC.
April 21, 1988 - June 19, 1996
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE CLEARING, INC.
CRD#: 5633 / SEC#: , 8-16335
Contact information
Documents
Disclosures
| Regulatory Event | 27 |
| Arbitration | 27 |
Red Flags
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