Robert E. Morenz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eugene Morenz JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 1998 - September 5, 2022
ROBERT MORENZ
June 12, 1996 - February 11, 1998
INVEST FINANCIAL CORPORATION
January 20, 1995 - July 1, 1996
MARKET STREET SECURITIES, INC.
July 23, 1994 - January 6, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
July 28, 1993 - July 11, 1994
CETERA FINANCIAL SPECIALISTS LLC
May 14, 1991 - July 16, 1993
WADDELL & REED
October 31, 1990 - June 20, 1991
AVANTAX INVESTMENT SERVICES, INC.
September 14, 1990 - October 18, 1990
IDS LIFE INSURANCE COMPANY
September 14, 1990 - October 18, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBERT MORENZ
CRD#: 122981 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 5,581,670 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
