Stephen J. Inglis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen John Inglis, who also goes by Stephen J Inglis, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1990. Stephen had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2021 - August 18, 2022
5D PARTNERS LLC
May 16, 2018 - October 14, 2019
ENCLAVE CAPITAL LLC
December 25, 2015 - July 29, 2016
FNEX CAPITAL, LLC
June 2, 2006 - November 2, 2015
ENCLAVE CAPITAL LLC
February 13, 1998 - October 18, 2004
PORTIGON SECURITIES INC.
July 9, 1993 - April 22, 1997
ROBERT FLEMING INC.
October 13, 1992 - June 15, 1993
ING BARING (U.S.) SECURITIES, INC.
September 21, 1990 - October 1, 1992
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
5D PARTNERS LLC
CRD#: 308304 / SEC#: , 8-70635
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 5DP HOLDING LLC | PARENT COMPANY | |
| ALAOUI, SAM HICHAM | EXECUTIVE PRINCIPAL / FINOP | 4640450 |
| BLAGYY, NAZARIY | CCO |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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