Susan B. Swink
Professional summary
Susan Bur Swink, CIMA®, who also goes by Susan Marie Bur, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in New York, New York.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1990. Susan has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Bur Swink's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2013 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 277 Park Ave, New York, NY 10172October 16, 1998 - July 12, 2013
GOLDMAN SACHS & CO. LLC
September 18, 1996 - October 2, 1998
VOYA FINANCIAL PARTNERS, LLC
April 24, 1995 - July 15, 1996
INVEST FINANCIAL CORPORATION
September 15, 1993 - May 5, 1995
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
September 17, 1990 - September 8, 1993
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2015)
(2/4/2022)
(2/4/2022)
(7/17/2018)
(7/17/2018)
(12/26/2018)
(7/17/2018)
(7/23/2013)
(2/4/2022)
(2/4/2022)
(10/24/2022)
(2/4/2022)
(2/4/2022)
(7/17/2018)
(7/17/2018)
(7/17/2018)
(7/17/2018)
(2/4/2022)
(2/4/2022)
(7/17/2018)
(7/17/2018)
(7/17/2018)
(7/17/2018)
(7/17/2018)
(2/4/2022)
(7/17/2018)
(12/26/2018)
(7/17/2018)
(7/23/2013)
(7/17/2018)
(2/4/2022)
(7/17/2018)
(7/17/2018)
(2/4/2022)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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