Marc A. Luxenberg
Professional summary
Marc Alan Luxenberg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marc is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Marc had worked at 5 firms, which includes SANDGRAIN SECURITIES LLC, INTERNATIONAL BOND AND SHARE INC., PACIFIC CORTEZ SECURITIES INCORPORATED, KENSINGTON WELLS INCORPORATED, GRUNTAL & CO. L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1999 - August 1, 2005
SANDGRAIN SECURITIES LLC
February 13, 1998 - September 14, 1998
INTERNATIONAL BOND AND SHARE, INC.
August 27, 1997 - December 31, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
August 9, 1993 - January 2, 1997
KENSINGTON WELLS INCORPORATED
January 16, 1991 - August 3, 1993
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
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Exams
Series 8
Date: 4/1/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SANDGRAIN SECURITIES LLC
CRD#: 26004 / SEC#: , 8-42262
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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