Richard V. Singer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Vandervoort Singer II, who also goes by Richard Singer II, Rick Singer Ii, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1991. Richard had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 1996 - August 13, 1996
GLOBAL EQUITIES GROUP INC
June 29, 1995 - August 21, 1995
SPECTRUM SECURITIES, INC.
March 21, 1995 - June 21, 1995
SEABOARD SECURITIES, INC.
November 15, 1994 - April 5, 1995
HFC CAPITAL CORP.
March 4, 1994 - November 2, 1994
KENSINGTON WELLS INCORPORATED
January 27, 1994 - February 25, 1994
SUNPOINT SECURITIES, INC.
April 22, 1993 - January 5, 1994
HFC CAPITAL CORP.
November 25, 1992 - April 2, 1993
MEYERS POLLOCK ROBBINS, INC.
August 6, 1991 - March 20, 1992
ROBERT TODD FINANCIAL CORP.
January 23, 1991 - May 20, 1991
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL EQUITIES GROUP INC
CRD#: 34039 / SEC#: , 8-46197
Contact information
Documents
Red Flags
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