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Richard Vandervoort Singer Ii

CRD# 2091340·Registered 1991 - 1996
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Vandervoort Singer II, who also goes by Richard Singer II, Rick Singer Ii, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1991 - 1996. Richard had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard Singer Ii, Rick Singer Ii

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

GLOBAL EQUITIES GROUP INC·CRD# 34039
BD
New York, NY
May 31, 1996 - August 13, 1996
SPECTRUM SECURITIES, INC.·CRD# 29305
BD
Aroura Hills, CA
June 29, 1995 - August 21, 1995
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
March 21, 1995 - June 21, 1995
HFC CAPITAL CORP.·CRD# 30539
BD
New York, NY
November 15, 1994 - April 5, 1995
KENSINGTON WELLS INCORPORATED·CRD# 30570
BD
March 4, 1994 - November 2, 1994
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
January 27, 1994 - February 25, 1994
HFC CAPITAL CORP.·CRD# 30539
BD
New York, NY
April 22, 1993 - January 5, 1994
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
November 25, 1992 - April 2, 1993
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
August 6, 1991 - March 20, 1992
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
January 23, 1991 - May 20, 1991

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Current Firm

GE
GLOBAL EQUITIES GROUP INC

GLOBAL EQUITIES GROUP INC | STAR SECURITIES NETWORK, INC. | GLOBAL EQUITIES GROUP, INC.

CRD#: 34039 / SEC#: 8-46197
BD
Terminated by SEC on 03/13/1998

Contact Information

Established

Colorado since 06/05/1993

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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