Wendell W. Brock
Professional summary
Wendell Walter Brock, who also goes by Bub Brock, is a registered financial advisor currently at YIELD FINANCIAL ADVISORS located in Mckinney, Texas.
Wendell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Wendell has worked at 7 firms and has passed the Series 63, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wendell Walter Brock's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2012 - Present
YIELD FINANCIAL ADVISORS
Office #1: 6633 Eldorado Pkwy 430, Mckinney, TX 75070May 8, 2003 - July 22, 2004
FREEDOM ASSET MANAGEMENT, INC.
January 18, 2000 - April 20, 2004
FREEDOM FINANCIAL, INC.
January 2, 1998 - February 7, 2000
THE ADVISORS GROUP, INC.
January 30, 1992 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 30, 1992 - January 7, 1998
SIGNATOR INVESTORS, INC.
October 19, 1990 - December 16, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/25/2024)
(4/2/2012)
Exams
Current Firm
YIELD FINANCIAL ADVISORS
CRD#: 162235 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 60 |
| AUM (Assets Under Management) | $ 19,100,000 |
Red Flags
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