Brian X. Fitzgibbon

FITZGIBBON TOIGO & CO. LLC

Wayne, NJ 07470

Some features on this profile are disabled

CRD#: 209108

Professional summary

Brian Xavier Fitzgibbon is a registered financial professional currently at FITZGIBBON TOIGO & CO. LLC located in Wayne, New Jersey.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1970. Brian has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 1, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Xavier Fitzgibbon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2003 - Present

FITZGIBBON TOIGO & CO. LLC

Office #1: 76 Worcester Drive, Wayne, NJ 07470

CRD#: 122142

Wayne, NJ

Past

December 14, 1982 - August 11, 1995

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

December 8, 1981 - December 20, 1982

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

Past

October 17, 1974 - August 11, 1982

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

Past

October 17, 1974 - August 11, 1982

SIGNATOR INVESTORS, INC.

CRD#: 468

Past

December 7, 1970 - June 14, 1974

HAYDEN STONE INC.

CRD#: 972

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/3/2005)

Connecticut
(5/27/2005)

District of Columbia
(6/14/2005)

New Jersey
(1/24/2003)

New York
(7/13/2005)

Ohio
(6/2/2005)

Exams

State Security Law Exam

Series 63

Date: 11/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 1/13/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 11/1/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FITZGIBBON TOIGO & CO. LLC

FITZGIBBON TOIGO & CO. LLC | FITZGIBBON, TOIGO, APODACA & CO. LLC

CRD#: 122142 / SEC#: , 8-65468

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

76 Worcester Drive, Wayne, NJ 07470

Mailing Address

76 Worceser Drive, Wayne, NJ 07470

Phone number

(973) 746-4944

Established

Delaware since 02/28/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FITZGIBBON TOIGO ASSOCIATES LLC	HOLDING COMPANY
FITZGIBBON, BRIAN XAVIER	CEO, PRESIDENT, CHIEF COMPLIANCE OFFICER	209108
GEORGE, KENNETH RONALD	FINOP	2643369
TOIGO, SUE	CHAIRMAN

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian X. Fitzgibbon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Xavier Fitzgibbon's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOMURA SECURITIES INTERNATIONAL, INC.

METROPOLITAN LIFE INSURANCE COMPANY

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

HAYDEN STONE INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/5/2002

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/11/2002

Series 1

Date: 1/13/1969

Series 14

Date: 1/2/2023

Series 24

Date: 11/1/2002

FINRA

Current Firm

FITZGIBBON TOIGO & CO. LLC

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FITZGIBBON TOIGO & CO. LLC

TRUST BUT VERIFY

Similar Advisors