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Matthew Charles Ching

DWS DISTRIBUTORS
CHICAGO, IL
·CRD# 2091016·24 years experience

Professional Summary

Matthew Charles Ching, who also goes by Matt Ching, is a registered financial advisor currently at DWS DISTRIBUTORS, INC. located in Chicago, Illinois. Matthew is registered as a RR (Registered Representative) and started their career in finance in 1993. Matthew has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Ching

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

DWS DISTRIBUTORS, INC.·CRD# 37306
BD
222 South Riverside Plaza, Chicago, IL 60606-5808
December 20, 2023 - Present
BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
New York, NY
January 3, 2012 - January 7, 2015
BLACKROCK FUND DISTRIBUTION COMPANY·CRD# 146183
BD
San Francisco, CA
November 6, 2009 - December 31, 2011
BLACKROCK EXECUTION SERVICES·CRD# 39438
BD
San Francisco, CA
January 22, 2009 - December 31, 2009
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
October 19, 2001 - April 4, 2002
DEAM INVESTOR SERVICES, INC.·CRD# 754
BD
New York, NY
May 9, 1996 - October 19, 2001
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
February 9, 1995 - April 21, 1995
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 29, 1993 - September 7, 1993

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Current Firm

DD
DWS DISTRIBUTORS, INC.

DEAWM DISTRIBUTORS, INC. | ZURICH KEMPER DISTRIBUTORS, INC. | SCUDDER DISTRIBUTORS, INC. | KEMPER DISTRIBUTORS, INC. | DWS SCUDDER DISTRIBUTORS, INC. | DWS INVESTMENTS DISTRIBUTORS, INC | DWS DISTRIBUTORS, INC. | DEUTSCHE AM DISTRIBUTORS, INC.

CRD#: 37306 / SEC#: 8-47765
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

222 South Riverside Plaza, Chicago, IL 60606-5808

Mailing Address

875 Third Avenue 27th Floor- Mail Stop Nyc03-2720, New York, NY 10022

Phone Number

(312) 537-7000

Established

Delaware since 09/20/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DWS INVESTMENT MANAGEMENT AMERICAS , INC.SHAREHOLDER—
ABBOTT, KEVIN SCHIEF OPERATING OFFICER AND DIRECTOR4210778
BALUYOT, RHEEZA RAMOSCHIEF FINANCIAL OFFICER8028310
CHELEL, NICOLE M.CHIEF COMPLIANCE OFFICER4748490
O'CONNELL, BRIAN PATRICKCHAIRMAN OF THE BOARD/DIRECTOR, CHIEF EXECUTIVE OFFICER / PRESIDENT3089261
REUTER, MICHELLE SVICE PRESIDENT6572669
SHIELDS, JOHN POWELL JRVICE PRESIDENT1950330

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(4/16/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2025About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2023About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Charles Ching's CRS (Customer Relationship Summary).

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